Broadridge (NYSE: BR), global Fintech leader, today announced that its Distributed Ledger Repo (DLR) processed an average of $345 billion in daily repo transactions during October, with volumes ...
The Financial Services Agency (FSA) and the Climate Data Steering Committee (CDSC) have announced a partnership to promote the use and accessibility of climate-related data disclosed by Japanese ...
That theme has underpinned ASIC’s recent work in general insurance, which has examined insurers’ pricing promises, claims handling, dispute resolution practices, approaches to cash settlements for ...
ASIC is seeking feedback on proposals to support the transition to the new foreign financial services provider (FFSP) regime, which starts on 8 April 2027. ASIC proposes to extend existing ...
“HKEX’s record nine-month revenue and other income and profit underscore the robustness of our business, supported by strong activity across our markets. Strong trading volumes across our Cash, ...
Summary statistics including trading volume and market share by business segment, and rolling three-month average revenue per contract and capture rates are available on the MIAX website at Financial ...
FINRA has fined Webull Financial LLC $4.2 million for failing to implement reasonably designed programs for anti-money laundering (AML), identity theft prevention and best execution. FINRA also ...
The U.S. Department of Justice is announcing the formation of its Super Intelligence (SI) Task Force (DOJ-SITF). President Trump has made clear that “America stands at the forefront of a new ...
EDX Markets, a digital asset technology firm that combines an institutional-only trading venue with a central clearinghouse, today announced a partnership with BitSafe to launch spot trading of CBTC, ...
According to the letter, a derivatives clearing organization may use a trust company for daily settlements if it treats the trust company as it would a settlement bank under applicable CFTC ...
The Commodity Futures Trading Commission today issued an interpretation (“Interpretation”) of the requirement that designated contract markets (“DCMs”) provide competitive, open, fair, and impartial ...
The Alberta Securities Commission (ASC) has concluded a Settlement Agreement and Undertaking with Calgary residents Dean Labbe and his mother, Julie Labbe, for breaching Alberta securities laws ...